Academic Calendar - 2022

Western University Academic Calendar. - 2022
Western Main Campus

Law 5559A/C/D

SECURITIES REGULATION


An introduction to theoretical and doctrinal foundations of Canadian securities regulation, focusing principally on Ontario legislation, rules and policies. Topics may include: foundational concepts; regulators, SROs and regulatory instruments; registration and prospectus requirements; exempt markets; insider trading; continuous disclosure; take-over bids; enforcement; emerging issues; and securities regulation in other jurisdictions.

Prerequisite(s): Law 5210A/C/D.

Course Weight: 4.00
Breadth: CATEGORY A i  
Subject Code: LAW

This Course is Mentioned in the Following Calendar Pages: